Mao’s China · 1956
Was Mao’s China a nation-state or an empire at its edges?
The seminar question: “Was the People’s Republic of the 1950s a nation-state or an empire on its frontiers?”
The People’s Republic claimed every frontier once ruled by the Qing. Xinjiang came over without a battle in 1949 and was settled by soldier-farmers, while Tibet, self-governing for nearly four decades, was taken by force and a bargain; revolt spread in 1956, and in 1959 the Dalai Lama went into exile in India.
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The new state inherited a contradiction from the Qing, the Manchu empire that had ruled Mongols, Tibetans, Uyghurs and others beside the Han Chinese until 1912: it claimed an empire’s borders while calling itself the homeland of one nation. The Republic of China that replaced the Qing had lost control of Outer Mongolia, Tibet and much of Xinjiang, and the Communists meant to restore those borders. Xinjiang showed the easy way, because its Nationalist garrison, cut off after Chiang’s government fled, had nothing left to fight for and surrendered in September 1949. In 1954 demobilised soldiers became the Production and Construction Corps, a farming army that ran its own towns, much like the military settler colonies of earlier empires. It settled Han Chinese, over nine in ten of all Chinese, in a region where they had been about 6 percent of the people and where the Uyghurs, a Turkic-speaking Muslim people, were the largest group. The Xinjiang Uyghur Autonomous Region followed in 1955, and since each region’s Communist Party secretary outranked its government, much as a company’s owner outranks its local managers, autonomy put Uyghur faces in office and left power in Han hands.
The short answer
- The Qing borders as a national claim. Both the Nationalists and the Communists treated the borders of the Qing empire at its height as the rightful borders of China, so Tibet’s self-government after 1913 looked to them like a theft committed during China’s weakness. The new state wanted to show that the century of humiliation was over, and restoring the frontier was the most visible proof. The claim also had a strategic edge, because Tibet bordered India and its plateau commanded the approaches to south-west China.
- A Tibet that could not defend itself. Lhasa had a small army of about 8,000 to 10,000 men, few modern weapons and no allies willing to fight for it. Britain, its old patron, had left India in 1947, and the new Indian government under Nehru wanted good relations with Beijing. The Tibetan elite had also resisted the military reforms of the 1920s, fearing that a strong army would weaken the monasteries, so in 1950 there was nothing to stop the PLA at Chamdo.
- Campaigns built for Han villages. The campaigns that the Party applied across China, from land reform to collectivisation, assumed a society of landlords and tenants that could be reorganised by work teams. In Kham and Amdo they collided with pastoral nomads, powerful monasteries and a people who carried arms. When officials tried to confiscate guns and monastery land in 1955–56, they provoked a revolt that the same methods could not contain. Officials trained to find landlords in Han villages treated lamas and chieftains as class enemies, which turned a reform into an attack on a whole way of life.
- Settler colonies and new roads. Beijing secured its frontiers by changing their population and geography. In Xinjiang the Production and Construction Corps, created in 1954 from demobilised soldiers, settled hundreds of thousands of Han migrants over the following decades. In Tibet the highways from Qinghai and Sichuan, opened in December 1954, and a road across Aksai Chin, finished in 1957, allowed troops and supplies to arrive by truck. Each road made the next intervention easier.
THE TURNING POINT
Lithang, February–March 1956. The siege and bombing of Lithang’s monastery marks the hinge because it showed that the 1951 bargain could not survive the Party’s campaigns next door. Until 1956 Beijing could present its Tibet policy as patient and voluntary; after Lithang, refugees from Kham carried news of bombed monasteries and armed resistance into Lhasa, and the most determined fighters organised themselves into an army. Mao’s postponement of reform inside Tibet came too late, because the revolt had already crossed the provincial line. The road from Lithang ran straight to the Lhasa rising of March 1959 and the Dalai Lama’s exile.
What it changed
Tibet transformed after 1959. The rising gave Beijing the reason to end the bargain of 1951. With the old government dissolved, it carried out land reform in Tibet in 1959–61, closed most monasteries, and created the Tibet Autonomous Region in 1965. In 1962 the Panchen Lama, the senior lama who had stayed, sent Zhou Enlai a long petition describing hunger and the destruction of religion in Tibetan areas, and he spent most of the next fifteen years in prison or under detention. The Tibet of the 1951 bargain had ceased to exist within six years.
War with India. The Dalai Lama’s asylum in India, and India’s discovery in 1958 that China had built a road across Aksai Chin, a plateau India claimed, turned the friendship of the early 1950s into a border dispute. Both sides pushed patrols forward, and in October 1962 the PLA attacked, routing Indian forces in the north-east and in Ladakh before withdrawing. The friendship slogan of the 1950s, “Indians and Chinese are brothers”, did not survive the decade.
A government in exile. The Dalai Lama settled at Dharamsala in northern India, where he set up a government-in-exile and later a parliament, schools and monasteries for some 80,000 refugees. Tibet thus acquired an international voice it had lacked in 1950, and the question of Tibet has followed every Chinese government abroad since 1959. Exile turned a regional rising into a lasting international cause.
Xinjiang’s changing population. The Corps and later migration raised the Han share of Xinjiang’s people from about 6 percent in 1953 to roughly two-fifths by the late 1970s. In 1962, in the hungry aftermath of the famine, tens of thousands of Uyghurs and Kazakhs fled across the border into the Soviet Union, a sign of how fragile the frontier settlement still was. Beijing sealed the border, and Xinjiang became one of the front lines of the Sino-Soviet split.
The full answer, argued
The answer depends on which test is applied. By the test of law and self-description, the PRC was a multi-national state: its 1954 constitution recognised minority nationalities, it created autonomous regions run partly by local officials, and it promoted minority languages in schools and publishing. By the test of power, it behaved much like an empire. Decisions in Lhasa and Urumqi were made by Han Party secretaries and the army, settlers changed the population of Xinjiang, and when Tibetans resisted the campaigns in 1956–59, the state answered with aircraft and artillery. Goldstein shows that Beijing’s policy in Tibet proper was cautious until 1959, while Shakya and other historians stress that the caution existed only where Chinese control was weakest. The Soviet comparison helps, because both states claimed to have ended empire while keeping its borders and its methods. The transferable point is that labels such as “nation” and “empire” describe relationships of power, and a state can be one in its constitution and the other in its practice.
An interesting fact
The Dalai Lama who fled in 1959 had been enthroned as a small child, after a search party of monks found him in 1937 in a farming village in Amdo, one of the eastern Tibetan regions that later rose in revolt. He was born in 1935 in Taktser, in today’s Qinghai province, and in 1950, at the age of fifteen, he took full power nearly three years before the customary age of eighteen because of the Chinese invasion. He has lived in India for more than six decades, far longer than he ruled in Lhasa. In 1954–55 he spent months in Beijing, met Mao several times and was made a vice-chairman of the National People’s Congress, which shows how hard both sides tried to make the bargain work.
This is the study layer of Tibet and Xinjiang under Mao, chapter 3 of The People’s Republic under Mao, 1949–1976; the full index of the atlas is here.
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