Stalin’s Soviet Union · 1944
Why did a state that promoted nations later deport them?
The seminar question: “Why did a state that promoted national cultures in the 1920s deport whole nations in the 1940s?”
Between 1937 and 1944 Stalin’s state deported entire peoples to Kazakhstan, Central Asia and Siberia, reversing the 1920s policy of promoting national minorities. The Koreans of the Far East went first in 1937, followed by the Volga Germans, Karachays, Kalmyks, Chechens, Ingush, Balkars and Crimean Tatars.
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The shift from promoting nations to deporting them began on the borders, where nationality and foreign policy met. Soviet planners worried that minorities with homelands abroad, such as Poles, Germans, Finns and Koreans, could serve an enemy in war. In 1936 tens of thousands of Poles and Germans were moved from Ukraine’s western border zone to Kazakhstan. In August 1937 a decree ordered the removal of all Koreans from the Far East, where Japan threatened from Manchuria, and in September and October about 172,000 people were loaded onto trains for Kazakhstan and Uzbekistan, as the longest arrow on the map shows. The “national operations” of the Great Terror, the mass arrests and shootings of 1937–38, targeted minorities suspected of spying for a foreign state, and the Polish operation alone shot about 111,000 people. A whole people could now be treated as guilty by association, and that logic drove every deportation that followed.
The short answer
- Fear of foreign enemies on the borders. The Soviet Union faced Japan in Manchuria from 1931 and Nazi Germany in the west from 1933, and in 1936 the two powers signed the Anti-Comintern Pact against communism. Planners assumed that minorities with kin across the border, Koreans near Japanese-ruled Korea and Poles and Germans near Poland, would side with an invader. Clearing border zones of suspect nationalities seemed a reasonable security measure to leaders who already saw enemies everywhere, and it became the first step towards deporting whole peoples.
- The habit of classifying people by nationality. Soviet policy had registered every citizen’s nationality since the 1920s, and from 1932 it was written into internal passports on a line of its own; children of mixed marriages had to choose one parent’s nationality at sixteen. The state therefore knew who was Korean, German or Chechen, which made deporting a whole people an administrative task the NKVD could organise in days. The categories created to promote national cultures became tools for removing nations.
- The Nazi–Soviet Pact brought hostile new lands. The Pact of August 1939 gave the Soviet Union eastern Poland, the Baltic states and Bessarabia, populations that had not lived under Soviet rule and included officers, officials, landowners and priests, as well as the settlers Poland had placed on the land after 1921. The NKVD treated these groups as anti-Soviet by definition. Deporting them in 1940–41 was meant to secure the new borders before the war that both Stalin and Hitler expected.
- War made collective punishment seem justified. The German invasion of 1941 and the occupation of the North Caucasus and Crimea in 1942–43 gave Stalin’s suspicion a pretext. Real cases of collaboration were generalised to whole peoples, and wartime urgency silenced objections. The NKVD, experienced in mass deportations, could move hundreds of thousands of people in days, as Operation Lentil in February 1944 showed. No court examined anyone’s individual guilt, because guilt had been assigned to the nation as a whole.
THE TURNING POINT
The Korean deportation, September 1937. The removal of about 172,000 Koreans from the Far East in the autumn of 1937 is the hinge of the turn from promoting nations to deporting them. It was the first time the Soviet state deported an entire nationality, including party members and Red Army soldiers, purely for who they were. Earlier deportations had targeted classes, such as kulaks, or border residents. The Korean operation established the method later used against the Volga Germans, Chechens and Crimean Tatars: a decree naming a people, an NKVD timetable, sealed trains and special settlements in Central Asia. Once a nation could be deported, any nation could be.
What it changed
Homelands abolished and resettled. The Volga German, Kalmyk and Chechen-Ingush republics and the Karachay region were abolished and their territory divided among neighbours, and the Crimean republic was downgraded to a province in 1945. Russian and Ukrainian settlers moved into emptied villages, and place names were changed, as the pale hatching on the map recalls. Because their land had been divided among neighbours, the borders of these homelands are still disputed in the Caucasus.
Life as special settlers. Deported peoples lived under a special-settlement regime that forbade them to leave their villages without permission, required regular registration and, from 1948, threatened twenty years of hard labour for escape. Their children could not study at universities in many fields, and their national schools and newspapers disappeared. Restrictions were lifted only from 1955–56, so a generation of children grew up as suspects in their own country.
Rehabilitation, partial and late. Rehabilitation came late and unequally for the deported peoples. In 1957 the Chechens, Ingush, Kalmyks, Karachays and Balkars were allowed to return and their autonomies were restored. The Volga Germans were cleared of collective guilt in 1964 but never regained their republic, and the Crimean Tatars were allowed home only in 1989. The unequal treatment shaped relations between these peoples and the Soviet and post-Soviet states for decades.
A model for postwar repression. The methods tested on whole peoples were used again after 1945 against the populations of the annexed borderlands. The NKVD and its successor deported about 76,000 people from western Ukraine in October 1947 and about 95,000 from the Baltic states in March 1949 to deprive armed resistance of support. These operations broke the armed resistance by removing the villages that fed it.
The full answer, argued
The contradiction is smaller than it looks, because both policies rested on the same assumption that nationality was a fixed, recorded identity that the state should manage. In the 1920s the regime believed that promoting national languages and officials would bind minorities to socialism. From the early 1930s, as war with Japan and Germany loomed, the same records identified diaspora nationalities as potential fifth columns, and the Terror’s national operations of 1937–38 treated them as enemies. The war then provided both opportunity and pretext, as real collaboration by some individuals was used to condemn whole peoples. Historians weigh these factors differently: Terry Martin stresses the logic of the nationalities system, Naimark stresses Stalin’s willingness to destroy peoples, and others emphasise wartime security panic. A strong answer shows how a policy of classification made a policy of deportation possible. The transferable lesson is that states which sort citizens by ethnicity create tools that can be turned against them when fear rises.
An interesting fact
Some of the deported Koreans carried their culture with them and kept it alive in exile. The Korean theatre founded in Vladivostok in 1932 was moved with its actors to Kzyl-Orda in Kazakhstan in 1937, and it still performs in Almaty today as the State Korean Theatre of Musical Comedy, one of the oldest Korean-language theatres anywhere outside Korea. The Korean newspaper Lenin Kichi (“Lenin’s Banner”) was also published in Kazakhstan for decades. The descendants of the deportees, who call themselves Koryo-saram, number several hundred thousand across Central Asia and Russia.
This is the study layer of Stalin’s ethnic deportations, chapter 7 of The Soviet Union under Stalin, 1924–1953; the full index of the atlas is here.
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