Stalin’s Soviet Union · 1937
Was the Great Terror driven by Stalin or by the system?
The seminar question: “Was the Great Terror the result of Stalin’s personal decisions or of pressures within the Soviet system?”
In 1937–38 the NKVD arrested about 1.5 million people and shot roughly 680,000 to 750,000 of them. Moscow show trials condemned Lenin’s old comrades, purges struck the party leadership and the officer corps, and quota-driven “mass operations” targeted former kulaks, priests and national minorities.
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The Great Terror, the mass arrests and shootings of 1937–38, grew out of a murder, a fear and a decision to settle accounts. On 1 December 1934 Sergei Kirov, the party leader in Leningrad, was shot by a disgruntled party member, Leonid Nikolaev. Stalin used the killing to pass a decree allowing quick trials without defence and to blame former oppositionists. Whether he arranged the murder is still debated; most historians who have worked in the archives, such as Matthew Lenoe, find no evidence that he did. The first great show trial, a public trial performed to a script, in August 1936 convicted Zinoviev, Kamenev and fourteen others of organising Kirov’s murder for Trotsky, and all were shot. In September Stalin replaced Genrikh Yagoda as head of the NKVD, the political police and a forerunner of the KGB, with Nikolai Yezhov, complaining that the police were “four years behind” in unmasking enemies. The pretext created in 1934 became the template for everything that followed.
The short answer
- The Kirov murder supplied a pretext. The killing of Kirov in December 1934 gave Stalin the claim that opposition led to assassination. The emergency decree passed that day allowed trials in ten days without defence lawyers and immediate execution. Stalin travelled to Leningrad himself to take charge of the investigation. Former oppositionists in Leningrad were arrested, and in 1936 the trials of Zinoviev and Kamenev rewrote the murder as a Trotskyist plot, linking every past dissent to terrorism.
- Fear of war and a “fifth column”. Stalin faced two hostile powers from 1933, Nazi Germany in the west and Japan in the east, and the Spanish Civil War suggested that hidden enemies could decide a war. Stalin feared that kulaks, former oppositionists, priests and minorities with links abroad would side with an invader. The mass operations and national operations of 1937–38 targeted exactly these groups, which suggests a pre-emptive purge before the expected war, aimed at people who had done nothing yet.
- The old elite still remembered alternatives. Many senior communists had known Lenin and had supported Trotsky, Zinoviev or Bukharin in the 1920s, and some had privately criticised collectivisation and the famine. Martemian Ryutin’s 1932 platform called Stalin the “evil genius” of the revolution. At the Seventeenth Congress in 1934 Stalin may have received a number of votes against him in the secret ballot for the Central Committee, according to later testimony that historians dispute. Destroying this generation removed anyone who could imagine the party without him.
- A police state measured success by arrests. The NKVD had grown through collectivisation and the camps into a vast bureaucracy whose officers were rewarded for uncovering plots. Quotas turned repression into a plan to be fulfilled and overfulfilled, and regional chiefs who reported few enemies risked being seen as enemies themselves. Yezhov’s NKVD also arrested and shot many of its own officers, so fear drove the police as hard as ambition did. Once launched, the operations generated their own momentum through confessions that named new accomplices.
THE TURNING POINT
The Lubyanka, 30 July 1937. Order No. 00447, signed by Yezhov in the NKVD headquarters on the Lubyanka and approved by the Politburo the next day, is the hinge of the Terror because it changed a purge of the elite into mass killing of ordinary people. Before it, arrests had concentrated on party members, officials and former oppositionists. After it, quotas sent hundreds of thousands of peasants, workers, believers and former kulaks before troikas, and the national operations that followed added whole minorities. Most of the Terror’s victims died under orders issued after this date, which is why it marks the shift from political purge to social cleansing.
What it changed
A personal dictatorship without rivals. The Terror left no one in the leadership by 1939 who had known Stalin as an equal or could challenge him. The Politburo met less often, decisions were taken by Stalin and small groups he chose, and his surviving colleagues, Molotov, Kaganovich and Voroshilov among them, depended on his favour. The cult of the late 1930s celebrated a leader who now had no one left to contradict him.
A weakened army on the eve of war. The purge of the officer corps removed experienced commanders just before the war with Finland in 1939–40, where the Red Army performed badly, and before the German invasion of 1941. Historians debate how much the purge contributed to the disasters of 1941, since many discharged officers were reinstated and other failures mattered, but it damaged initiative and trust throughout the army.
A new generation in power. The Terror opened posts for young officials, engineers and managers trained in the 1930s, the vydvizhentsy. Men such as Leonid Brezhnev, Alexei Kosygin and Andrei Gromyko rose rapidly into posts left empty by the arrested; Brezhnev went from factory engineer in 1935 to secretary of the Dnipropetrovsk regional party committee in 1939. This generation, loyal to Stalin and marked by fear, would govern the Soviet Union until the 1980s.
Fear in everyday life. The arrests reached families in every town and many villages, and children of “enemies of the people” were stigmatised or sent to orphanages, while wives were sent to special camps. People learned to avoid strangers, guard their words and burn letters. That habit of silence protected the regime long after the mass operations ended, and it is one reason the Terror was discussed openly only after 1956.
The full answer, argued
The archives make Stalin’s central role clear, but they also show why the Terror took the scale it did. Stalin initiated the show trials, approved Order No. 00447 and the national operations, signed lists sentencing tens of thousands, and ended the mass operations in November 1938, which demonstrates that he could start and stop the killing. Yet he did not carry it out alone. Regional chiefs asked for higher quotas, NKVD officers competed to uncover plots, and denunciations from neighbours and colleagues drew in new victims, as Getty and Goldman show. A strong answer weighs these levels together. It might conclude that the Terror was Stalin’s decision in origin, purpose and timing, linked to his fear of a fifth column before war, while the system’s incentives and fears explain its extraordinary reach. The transferable insight is that mass repression in a modern state needs both a decision from the top and many people below who see reasons to take part.
An interesting fact
The constitution the Terror ignored was drafted partly by its victims. The “Stalin Constitution”, adopted on 5 December 1936 and hailed by Stalin as the most democratic in the world, was prepared by a commission whose drafting groups included Nikolai Bukharin and Karl Radek. Its Article 127 promised that no one could be arrested except by decision of a court or with a prosecutor’s sanction. Within weeks Radek was a defendant in the second Moscow show trial, and fifteen months later Bukharin stood in the dock of the third, so the authors of its guarantees became examples of how little they meant.
This is the study layer of Great Terror (Great Purge), chapter 6 of The Soviet Union under Stalin, 1924–1953; the full index of the atlas is here.
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